Nose Dive: Falcons & Gannets


The Peregrine Falcon (Falco peregrinus) is famous for being one of the fastest animals in the world.  Image credit: Yale Peabody Museum / Curious Sengi.

Of all the powers of the animal world that humans have envied and engineered into submission, nothing has become a more overdone trope of this desire than the flight of birds.  In our endeavor to understand flight, we have broken down the components of aerodynamics into something we can quantify, calculate, and model.  This approach has obviously worked quite well for us.  Just think about how a Boeing 747 jumbo jet can haul passengers from the East to West Coast of America in about six hours.  The same journey would have taken wagon-driving pioneers months of life-threatening travel through forests, endless plains, deserts, snowy mountains, more deserts, and more mountains.

With our highly engineered view of flight, we tend to look back at living organisms and try to find elements of evolutionary design that seem perfectly adapted to certain modes of life.  For example, let’s take a look at the nostrils of two very different birds, the Peregrine Falcon (Falco peregrinus) and gannets (Family Sulidae).

The Peregrine Falcon is a small North American raptor famous for its incredible high-speed dives.  These dives, or stoops, are generally reported to clock in at 200 mph (320 km/h).  This makes the Peregrine one of the fastest animals on Earth, “a feathered bullet dropping out of the sky (Hagler 2012).”  Traveling at such speeds requires many modifications, including some less obvious ones like redirecting airflow into the nostrils for breathing.  It is repeatedly said that the force of air entering the nose at 200 mph would cause the lungs to explode.  In order to prevent this from happening, there are bony tubercles in the nares that act as baffles to safely regulate the passage of air into the respiratory system.  As a matter of fact — according to these often repeated anecdotes — the nostrils of Peregrine Falcons inspired the design of inlet cones for supersonic jet engines.

That’s a cool fact, but what does it really mean?


The dive of the Peregrine Falcon is called the “stoop.”  During the stoop, the falcon strikes its prey — usually birds — with intense and often lethal force.  There are reports that the strike is enough to knock off the heads of prey animals.  Image credit: PBS Nature.

To begin with, traveling at high speeds will not cause lungs to explode.  Quite the opposite.  There are two physical principles to keep in mind here:  (1) the Bernoulli Effect where higher air speed results in lowered air pressure and (2) the energetically favored direction is always from high to low.  As the Peregrine Falcon reaches top speed during the stoop, the increasing air speed encountered by the nares will result in a drop in air pressure.  Inhalation relies upon relatively high pressure air outside the body rushing into the low pressure area of the lungs.  Eventually, the air pressure outside the stooping falcon will approach equilibrium with the air pressure inside the lungs, making breathing very difficult.  Think about how it is harder to breathe when facing into a strong wind, sticking your head out a car window on a freeway (not necessarily recommended), or riding a fast boat.  The presence of bony tubercles in the falcon’s nose act to slow down the airflow, increasing the air pressure, and allowing air to be drawn into the body.  Seems like a clever bit of evolutionary adaptation to extreme high speed flight.


The bony tubercle appears as a bump in the center of the nostril of this Peregrine Falcon.  Image credit: Yale Peabody Museum / Curious Sengi.

red tail

Compare the lack of a narial tubercle in an unrelated raptor, the Red-Tailed Hawk (Buteo jamaicensis calurus).  Image credit: Yale Peabody Museum / Curious Sengi.

This tidy story is somewhat disrupted once we take a look at the phylogenetic distribution of narial bony tubercles.  The Peregrine Falcon shares this morphological feature with all members of the Family Falconidae, which includes raptors of a wide variety of shapes, sizes, and flight abilities.  At one end of the spectrum is the Peregrine Falcon that knocks its bird prey out of the air.  At the other are the caracaras, which soar at a leisurely pace searching for carrion, much like vultures.  This leaves us with a puzzle:  if the tubercles within the nostrils of the Peregrine Falcon are adaptive for respiration at extreme flight speeds, why do all members of the Falconidae possess these tubercles?  It is possible that narial tubercles were present in the common ancestor of all Falconidae and, therefore, all its descendants still carry this feature.  Perhaps the tubercles evolved to serve a different function — such as sensing airspeed or temperature — and this existing structure was modified with a new purpose in the Peregrines.  The conclusion is that we do not fully understand why the bony tubercles of the nostril appear in the Falconidae and what adaptive purpose (if any) it may serve.

falcon skull

The bony tubercle is apparent in the nostril of this American Kestrel (Falco sparverius sparverius).  All members of the Family Falconidae share this morphological feature regardless of flight speed.  Image credit: Yale Peabody Museum / Curious Sengi.

caracara skull

The bony tubercle is faintly visible in the skull of this Crested Caracara (Caracara cheriway cheriway).  Unlike the Peregrine, the Caracara is a slow, soaring bird often found on the ground and scavenging carrion.  It is possible that the bony tubercle changes in size and shape depending on the flight behavior, but this has not been proven yet.  Image credit: Yale Peabody Museum / Curious Sengi.

Perhaps we felt confident in stating the purpose of the Peregrine Falcon’s unusual nostrils because we saw how engineers solved the problem of regulating air intake in jet engines in a very similar way.  In the post-WWII years, military aircraft were breaking more speed records with an ever sophisticated understanding and use of rocketry, but aircraft could only travel so fast until the engines would choke and then stall.  It was soon discovered that instead of passing through the cylinder of the jet engine, air flow was being diverted away, taking with it the oxygen necessary for combustion.  This is the same problem caused by the Bernoulli Effect and the flow from high to low pressure discussed earlier.  The addition of cone-shaped structures in the engine’s inlet generates shockwaves that slow down airflow and allow the engines to continue running.  The inlet cone innovation made supersonic flight possible.  In 1947, Chuck Yeager was able to take a Bell X-1 experimental plane faster than the speed of sound, i.e., Mach 1, which is a blinding 768 mph (1235 km/h) at sea level.

ramjet diagram 1024 C

Schematic drawing of a cross-sectioned jet engine.  When faced with supersonic speeds, air entering into the engine (left) needs to be slowed down in order to pass through the engine and allow combustion to take place.  This slowing down of the airflow is achieved by the introduction of the inlet cone (labeled here as “inner body”).  Image credit: Phillip R. Hays via History of the Talos Ramjet Engine.

The similarity between the design of the inlet cone in supersonic jet engines and the bony tubercle in the nostrils of Peregrine Falcons make for another tidy story where Nature directly informed engineering.  Though I was unable to find any literature that proved experimental research was done on the aerodynamics of falcon nostrils, it does not preclude the possibility that a casual observation inspired an idea.


SR-71 Blackbird was introduced in 1966 by Lockheed’s Skunk Works division, a secretive branch dedicated to advanced technology research. The Blackbird was indeed like nothing ever seen before in terms of aircraft design, prompting conspiracy theorists to claim it was reverse engineered from UFOs.  Definitely not alien technology, but note the presence of conical projections from the air intake of the engines mounted on the wings.  These inlet cones, similar to the bony tubercles seen in Peregrine Falcon nostrils, allowed the Blackbird to fly in excess of Mach 3.  So what came first:  did Nature inspire the engineering?  Or did engineering inspire our interpretation of the Peregrine Falcon?  The Blackbird was retired in the late 1990s. Image credit: Wikimedia Commons.

Another fast flyer encountering extreme physical forces are gannets.  These seabirds have been observed plunge diving from a height of about 100 feet (30 m), drawing their wings back and configuring their bodies into a tight, streamlined shape to pierce the surface of the water where they capture fish.  At the moment of impact with the water, gannets can be traveling at 54 mph (86.4 km/h, or 24 m/s).  (There are macabre data collected from 169 suicides of people jumping off the Golden Gate Bridge in San Francisco.  Impact velocity was calculated to be approximately 33 m/s.  Almost 100% of jumps were fatal, with a vast majority of deaths caused by the impact itself.)  Like the Peregrine Falcon, gannets have evolved a suite of features that allow them to cope with such intense hunting strategies.  As many human swimmers have experienced, how does the gannet dive without getting water up the nose?


Image credit: BBC Earth.

Gannets are believed to bypass the problem by losing the external nares entirely.

As embryos in the egg, gannet nostrils develop identically to  many other bird species, with the nostril openings and immediate vestibular cavity sealed by a plug of epithelial tissue.  While this plug breaks down a little bit later in development to open up the nares, it remains in gannets.  Eventually, the gannets’ external nares are overgrown with bone and covered by the keratinous sheath of the beak, the rhamphotheca.  Interestingly, while the nostrils are completely occluded and there is no flow of air through the nasal cavity, gannets still retain well-developed olfactory structures.


No external nares seen here on this Peruvian Booby (Sula variegata), which belongs to the same family as gannets.  The nostrils would be positioned near the base of the upper beak, but in gannets and boobies, the nostrils are completely covered over by bone growth and the keratinous sheath of the beak.  Image credit: Yale Peabody Museum / Curious Sengi.


Nope, no nostrils in this view either! Image credit: Yale Peabody Museum / Curious Sengi.

How do gannets manage without nostrils?  Macdonald (1960) described secondary external nares — compensatory nostrils, if you will — formed by a gap at the corner of the mouth where the upper beak overhangs the lower.  This area of overhang is made from a bone called the jugal (equivalent to our cheekbone), which is covered by a hinged plate of keratin.  These two elements are loosely connected to the rest of the skull and are likely to collapse against the sides of the beak from the external pressure of water when diving, thus passively closing up these secondary external nares.


Australasian Gannet (Morus serrator).  Note the keratinous plate of the beak underneath the black patch of the eye (it is a narrow triangular shape with a sharp point oriented anteriorly towards the tip of the beak).  Macdonald identifies this as the site of a secondary external naris, a permanent gap between the upper and lower beak covered by a collapsible “jugal operculum.”  Image credit: Yale Peabody Museum / Curious Sengi.

The total loss of nostrils in gannets seems to be a great way to prevent water from forcibly entering the nose during plunge diving and potentially causing damage or water entering the respiratory system.  However, Macdonald noticed some interesting patterns in other unrelated diving birds.  Cormorants (Family Phalacrocoracidae) certainly dive, but from the water’s surface, not from the air.  Despite this more gentle entry into the water, cormorant nostrils are small and almost completely occluded.  In contrast, the Brown Pelican (Pelecanus occidentalis) is a heavy-bodied plunge diver with open nostrils.  The nostrils are surrounded by a flap of skin that might push up against the nostril and seal it like a valve under external water pressure.

To say that the complete narial occlusion in gannets is directly correlated to plunge diving would be ignoring some of the complexities of the story.  We could interpret the near-total loss of nostrils in the cormorant as a remnant from a plunge diving ancestor.  Or it could evolved for a different reason entirely.  The alternative mechanism for closing up the nares in the Brown Pelican is suggestive that there is an adaptive advantage to not getting water up your nose when diving.  In addition, the employment of a different solution to the same problem suggests that there are negative trade-offs involved with losing nostrils.  For example, seabirds need salt-secreting glands to rid their bodies of the excess salt they ingest.  These glands usually empty out through the nostrils.  Gannets have relatively small salt-secreting glands and must discard concentrated salts from their mouths.

gannet skull_01

Skull of the Northern Gannet (Morus bassanus).  During development, bone has overgrown the site of the external nares.  The long, thin bone projecting behind the mandible is the jugal.  Image credit: Yale Peabody Museum / Curious Sengi.

gannet skull_02

Faced with only skeletal material of extinct animals, paleontologists must be extra careful in interpreting the function of anatomical structures and extrapolating behavior.  Even in a modern animal, like this Northern Gannet, it would be a dangerous oversimplification to state that occluded nostrils are directly related to plunge diving.  Image credit: Yale Peabody Museum / Curious Sengi.

Interpreting the function of anatomical structures is always going to be more nuanced than saying “structure X is perfectly adapted to serve purpose Y.”  The biological world is far removed from the world of engineering design.  In our interpretations, we have to take into account the baggage and constraints imposed by evolutionary history, experimentally prove that a given structure does have a function that enhances performance, and keep in mind that trade-offs exist.


Hagler, Gina.  2012.  Modeling Ships and Space Craft:  The Science and Art of Mastering the Oceans and Sky.  New York:  Springer.

Macdonald, Helen.  2006.  Falcon.  London:  Reaktion Books.

Macdonald, J.D.  1960.  “Secondary External Nares of the Gannet.”  Journal of Zoology 135 (3):  357 – 363.

Ropert-Coudert, Yan et al. 2004.  “Between air and water:  the plunge dive of the Cape Gannet Morus capensis.”  Ibis 146:  281 – 290.

Scholz, Floyd.  1993.  Birds of Prey.  Mechanicsburg, PA:  Stackpole Books.

Scothorne, R.J.  1958.  “On the anatomy and development of the nasal cavity of the gannet (Sula bassana L.).”  Journal of Anatomy 92 (4): 648.

Snyder, Richard G. & Clyde C. Snow.  1967.  “Fatal Injuries Resulting from Extreme Water Impact.”  Aerospace Medicine 38 (8):  779 – 783.

Supersonic speed.”  Wikipedia: The Free EncyclopediaJou.  Wikimedia Foundation, Inc.  Last modified 21 August 2016.  Web.  Accessed 25 August 2016.

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